Institutional Trade-Matching and Settlement
(National Instrument 24-101)

National Instrument 24-101 establishes a framework that aims to ensure a faster and more efficient processing and regulation of institutional operations that transact with a broker on a DAP/RAP* account.

To this end, this instrument obligates all parties involved in this type of operation (institutional investor, advisor, broker, safekeeper) to implement the necessary policies and procedures to meet the matching objectives provided by this instrument and to sign a trade-matching statement or a matching agreement with the parties involved in the process.

The objectives of National Instrument 24-101 are available on the regulatory authorities website.

Industrial Alliance Insurance and Financial Services Inc. and each of its subsidiaries and affiliate companies subject to this instrument have completed the matching statement required by National Instrument 24-101.

The following statements confirm the implementation of policies and procedures:

Industrial Alliance, Insurance and Financial Services Inc. (pdf – 245 KB)

Industrial Alliance, Investment Management Inc. (pdf – 248 KB)

Industrial Alliance Securities Inc. (pdf – 221 KB)

IA Clarington Investments Inc. (pdf – 62 KB)

Industrial Alliance General Insurance Company (pdf – 62 KB)

MD Life Insurance Company (pdf – 59 KB)

Industrial Alliance Pacific Insurance and Financial Services Inc. (pdf – 61 KB)

Industrial-Alliance Pacific General Insurance Corporation (pdf – 61 KB)

For additional information, please e-mail us at Fds.TMS@inalco.com.

*DAP: Delivery against payment
 RAP: Receipt against payment